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Category: Regulatory

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  • Regulatory
SEC Charges Bay Area Entrepreneur and His Business Entities in Alleged Multimillion Dollar Ponzi-Like Scheme
  • News
  • Regulatory

SEC Charges Bay Area Entrepreneur and His Business Entities in Alleged Multimillion Dollar Ponzi-Like Scheme

  • February 4, 2026
  • 0

The U.S. Securities and Exchange Commission issued a litigation release announcing that the agency filed charges against individuals and entities for violations of federal securities […]

UK regulators provide “clarity” on Open Banking pricing rules
  • Regulatory

UK regulators provide “clarity” on Open Banking pricing rules

  • January 22, 2026
  • 0

UK regulators provided clarification on pricing rules for open banking services, addressing how charges can be applied within the open banking ecosystem. The article explains […]

Federal Reserve Board announces approval of application by Banco Inter, S.A.
  • Regulatory

Federal Reserve Board announces approval of application by Banco Inter, S.A.

  • January 20, 2026
  • 0

The Federal Reserve announced the approval of an order related to a banking application, following its review under applicable federal banking laws and regulations. The […]

CRR3: EBA Advances Risk and Reporting Standards Across the EU
  • Banking
  • Regulatory

CRR3: EBA Advances Risk and Reporting Standards Across the EU

  • June 23, 2025
  • 0

The European Banking Authority (EBA) has made significant strides in rolling out the next phase of CRR3 (Capital Requirements Regulation III), setting the stage for […]

CSA Introduces New Regulatory Amendments for Public Crypto Asset Funds
  • News
  • Regulatory

CSA Introduces New Regulatory Amendments for Public Crypto Asset Funds

  • April 29, 2025
  • 0

The Canadian Securities Administrators (CSA) have announced a series of amendments to National Instrument 81-102 Investment Funds, providing enhanced regulatory clarity for reporting issuer investment […]

Banking

  • Scotiabank Names Christine Botos Head of Global Treasury Management

    Scotiabank announced that Christine Botos has been appointed as the Head of Global Treasury Management Solutions. In her new role, Botos will lead the global […]

  • TD Delivers Eligible TD Credit Card and Visa Debit Customers More Value with a New Rewards Experience

    TD announced that it has delivered eligible credit card and Visa debit customers access to daily cash back credits through the bank’s loyalty platform. The […]

  • Open Banking Expo Canada reveals first wave of trailblazing speakers

    Open Banking Expo has announced the first set of trailblazers joining the speaker line-up at Open Banking Expo Canada on March 5, 2026, and confirmed […]

  • Mercury applies for OCC national bank charter to become the bank for builders

    Mercury posted about its application to obtain a national bank charter from the Office of the Comptroller of the Currency (OCC). The charter application reflects […]

  • Open Banking Expo Canada reveals first wave of trailblazing speakers

    Open Banking Expo has announced the first set of trailblazers joining the speaker line-up at Open Banking Expo Canada on March 5, 2026, and confirmed […]

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Founded by the team behind Banking Frontiers, FTF is a global ecosystem of fintech mentors, enthusiasts, and innovators. Our advisory panel of bankers, investors, and tech experts connects fintech leaders across South and Southeast Asia to revolutionize financial services.

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