Canada’s Government Bond Market Begins Trial of New Settlement–Fail Fee Framework
New monitoring system will calculate hypothetical penalties on failed Government of Canada bond and T–bill trades, with actual fees deferred during the initial trial. The
UBS Hit With Record $125 Million U.S. Penalty Over Anti–Money Laundering Failures
U.S. regulators said the Swiss bank’s brokerage business repeatedly failed to meet anti–money laundering requirements despite an earlier enforcement action, resulting in the largest Bank
Plaid Brings Its Account–Linking Flow Directly Into Sierra AI Customer Service Agents
Plaid and Sierra have integrated Plaid Link into AI–powered customer conversations, allowing users to reconnect financial accounts without leaving the chat experience. Plaid has introduced
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Canada’s Government Bond Market Begins Trial of New Settlement–Fail Fee Framework
New monitoring system will calculate hypothetical penalties on failed Government of Canada bond and T–bill trades, with actual fees deferred during the initial trial....
UBS Hit With Record $125 Million U.S. Penalty Over Anti–Money Laundering Failures
U.S. regulators said the Swiss bank’s brokerage business repeatedly failed to meet anti–money laundering requirements despite an earlier enforcement action, resulting in the largest...
Plaid Brings Its Account–Linking Flow Directly Into Sierra AI Customer Service Agents
Plaid and Sierra have integrated Plaid Link into AI–powered customer conversations, allowing users to reconnect financial accounts without leaving the chat experience. Plaid has...
RBC Strengthens Technology Investment Banking With Senior Semiconductor Hire From Barclays
Royal Bank of Canada’s capital markets division continues expanding its investment banking franchise by recruiting experienced sector specialists, adding another senior executive from Barclays to bolster its semiconductor advisory business. Royal Bank of Canada...
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